Josh Stone, InHouseEsq.com – 7/28/2023 I’ve taken a quick look at the July 26th SEC Release: Conflicts of Interest Associated with the Use of Predictive Data Analytics by Broker-Dealers and […]
Author: fundslawyer
How to Consume Professional Services and Save Money by Josh Stone, InHouseEsq.com
A Guide for Business Owners, Wealthy Individuals and Family Offices I am proud to have an article I wrote published in HNW Guide, an exciting new online magazine. Thank you […]
Miami’s Own Mitch Ackles, Hedge Fund Association President, was interviewed by HF Alert
He speaks about funds relocating to Miami. Check it out if you are a subscriber. Also, join Hedge Fund Association or at least sign up to be notified of future […]
HNW Guide
Check out HNW Guide, for lots of articles and information of interest to high net worth individuals and businesses that target them. https://hnwguide.com/ There is a section dedicated to Miami. […]
Miami in the Summer – What’s Going On?
Residents of Miami often flee to cooler climates in the summer. It is also the slow season for events. As a result, it becomes more difficult for professionals to generate […]
Link to Article on U.S. Population Migration
The Pandemic Didn’t Upend US Geography Here is a link to a third party article on U.S. population changes and migration following the COVID pandemic: https://www.bloomberg.com/news/features/2023-04-14/three-years-into-the-pandemic-the-urban-exodus-was-overblown Three years after Covid […]
Recent SEC Examination Request Lists – Marketing Section
Here is a link to a helpful article about marketing-related items that the SEC has been requesting on recent exams: Recent SEC Examination Request Lists – Marketing Section https://seccc.com/news/recent-sec-examination-request-lists-marketing-section/ Article […]
Florida’s Governor has Proposed a Ban on Digital Currencies Issued by Central Banks
“Florida Governor Ron DeSantis has proposed a law that would prohibit the use of a federally adopted central bank digital currency as money within the state…” https://seekingalpha.com/news/3949095-florida-governor-ron-desantis-calls-for-ban-on-cbdc
Holding Yourself Out
Investment advisers have flocked to South Florida over the last several years. Many smaller advisers have taken advantage of the following exclusion from the definition of “Investment Adviser.” Any person […]
How Much for a Set of Fund Documents and How Fast Can You Get it Done?
I get calls all the time that start the same way. “How much do you charge for a set of fund documents?” Often, the caller will disclose that he or […]